Terms of Use

Important Information

PLEASE READ THE ENTIRE TERMS AND CONDITIONS OF USE AND PRIVACY POLICY CAREFULLY BEFORE YOU USE THIS WEB SITE. IF YOU DO NOT AGREE TO ALL OF THESE TERMS AND CONDITIONS, DO NOT ACCESS THIS WEB SITE, OR ANY OF ITS PAGES. BY USING THIS WEB SITE, AND WHETHER OR NOT YOU ACTUALLY READ THESE TERMS AND CONDITIONS, YOU ARE DEEMED TO HAVE ACCEPTED THEM. WE MAY MODIFY OUR TERMS AND CONDITIONS FOR USE OF THIS WEB SITE AT ANY TIME AND WITHOUT NOTICE. THE FOLLOWING TERMS AND CONDITIONS CONSTITUTE THE ENTIRE AGREEMENT AND UNDERSTANDING BETWEEN YOU AND US, SUPERSEDING ANY PRIOR AGREEMENTS AND UNDERSTANDINGS GOVERNING YOUR USE OF THIS WEB SITE. OUR FAILURE TO EXERCISE OR ENFORCE ANY RIGHT OR PROVISION OF THESE TERMS AND CONDITIONS WILL NOT CONSTITUTE A WAIVER OF SUCH RIGHT OR PROVISION.

Use of this Web site is Limited to Residents of the United States; New York Law Governs

The information provided on this Web site is not intended for distribution to, or use by any person or entity not resident in the United States, or in any jurisdiction where such distribution or use would be contrary to law or regulation or which would subject Rockefeller & Co., Inc. or any affiliate to any registration requirement within such jurisdiction or country. This Web site is operated by Rockefeller & Co., Inc. from its offices in the United States, and the information on this Web site may not be appropriate or available for use in or from jurisdictions outside the United States. Those who choose to access this Web site from other locations do so on their own initiative and are responsible for compliance with applicable local laws. You may not use or export the materials on this Web site in violation of U.S. export laws and regulations.

These terms and conditions, and any issues relating to the information available on this Web site, are to be governed exclusively by the laws of the State of New York, excluding the application of its conflicts of law rules, and the federal laws of the United States, to the extent applicable. The use of this Web site constitutes your irrevocable agreement that the federal and state courts located in New York City, New York have the sole and exclusive jurisdiction over any dispute relating to this Web site and the information contained in it.

Material to be Consulted in its Entirety; Severability

All materials on this Web site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions, disclosures, or hedge clauses, they apply to any partial document or material in the same manner as they do to the whole, and will be deemed incorporated in the portion of any material or document that you consult or download. If any provision of these terms is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severable from these terms and will not affect the validity and enforceability of the remaining provisions.

No Investment Legal or Tax Advice; No Solicitation or Offer

This Web site and its content are for informational purposes only. Neither the information nor any opinion contained on this Web site constitutes legal, tax or investment advice, or a solicitation or an offer to sell any securities or other financial instruments, or to provide any investment advice or service. Rockefeller & Co., Inc. is not using this Web site to provide legal, tax, investment or other advice, and no information or material on this Web site may be relied upon for the purpose of making or communicating investment or other decisions. Any decisions based on information contained in this Web site are the sole responsibility of the user, and in exchange for using this Web site, you agree to hold Rockefeller & Co., Inc. and its affiliates harmless from and against any claims for damages arising from any decisions that you may make based on such information.

Copyrights and Restrictions on the Use of Materials

You acknowledge and agree that this Web site contains “Content” (including information, data, software, photographs, graphics, text, images, logos, icons, typefaces, audio and video material, and other material) that is protected by copyrights, trademarks, or other proprietary rights, and that these rights are valid and protected in all forms, media, and technologies existing now or later developed. The Content is the property of Rockefeller & Co., Inc. and its affiliates or of their respective suppliers or licensors. The compilation (meaning the collection, arrangement, and assembly) of all Content on the Web site is the exclusive property of Rockefeller & Co., Inc. and is protected by U.S. and international copyright laws. You may not copy, modify, remove, delete, augment, add to, publish, transmit, participate in the transfer, license or sale of, create derivative works from, or in any way exploit any of the Content, in whole or in part, except as specifically permitted herein. If no specific restrictions are displayed, you may make one copy of select portions of the Content, provided that (1) the copy is made only for your personal information and non-commercial use, (2) you do not alter or modify the Content in any way, and (3) you maintain any notices contained in the Content, such as all copyright notices, trademark legends, or other proprietary rights notices. Except as provided in the preceding sentence or as permitted by the fair use privilege under U.S. copyright laws, you may not upload, post, reproduce, perform, or distribute any Content in any way without obtaining the express permission of Rockefeller & Co., Inc.

No Warranty and Limitation on Liability; Communications Are Not Confidential

The information and materials contained on this Web site are provided “as is” and Rockefeller & Co., Inc. does not warrant the accuracy, adequacy, or completeness of any such information or materials, and expressly disclaims liability for errors or omissions in such information and materials. Any dated information is published as of its date only, and we do not undertake any obligation or responsibility to update or amend any such information. No warranty of any kind, implied, express or statutory, including but not limited to the warranties of non-infringement of third party rights, title, merchantability, fitness for a particular purpose and freedom from computer virus, is given in conjunction with the information and materials.

Rockefeller & Co., Inc. does not warrant that use of the Web site will be uninterrupted or error-free. Users are responsible for taking all precautions necessary to ensure that any information and materials they may obtain from or through this Web site is free of viruses and other disabling contamination. Information submitted to this Web site should be considered neither secure nor confidential. Rockefeller & Co., Inc. makes no representation whatsoever concerning the security or confidentiality of such information and specifically makes no representation that any information submitted through this Web site will be received by Rockefeller & Co., Inc. In no event will Rockefeller & Co., Inc. be liable for any damages, including without limitation, direct or indirect, special, incidental, or consequential damages, losses, or expenses arising in connection with this Web site or its use, or the inability to use, by any party, or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure, even if Rockefeller & Co., Inc. or its representatives, are advised of the possibility of such damages, losses or expenses.

Use of Links

Use of any links contained on this Web site is at your own risk. The content to which you link has not been developed, checked for accuracy or otherwise reviewed by Rockefeller & Co., Inc., which makes no guarantees or representations as to, and shall have no liability for, any third-party Web site, including without limitation, the accuracy, subject matter, quality or timeliness of any electronic content. You hereby waive any claim you might have against us with respect to such other Web sites.

Privacy Policy

Client Privacy Statement

Rockefeller & Co., Inc. and its affiliates (Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware) and the investment vehicles they manage or administer) are required by law to provide you with a description of our policies on collecting and protecting personally identifiable information as it relates to individual clients. Although we are complying with this law, you should know that this notice does not represent a change from what has always been our policy.

We know that you value your privacy, and so we do not disclose your personal information to unaffiliated third parties unless it is required or permitted by law (e.g., to a governmental authority), directed by you, or necessary to provide our services to you or on your behalf. We do not sell client personal information to anyone.

Rockefeller & Co., Inc. collects and maintains personal information so we can provide you with wealth and investment management, investment advisory, information management and family office services and manage our business. The types and categories of information we collect and maintain about you might include, for example:

  • Information we receive from you to open an account or provide investment advice or other services to you (such as your home address, email address, telephone number, social security number, financial and tax information and investment and estate planning goals);
  • Information about your transactions with us and others, or that we generate to service your account (such as trade confirmations and account statements); and
  • Information that we may receive from third parties with respect to your account (such as trade confirmations from brokerage firms, or bank statements or information from other financial services providers and advisors).

As stated above, unless required or permitted by law (e.g., to a governmental authority), we do not disclose personal information about our clients or former clients to nonaffiliated third parties except in order to enable us to provide our wealth and investment management, investment advisory, information management and family office services to you. Examples of such disclosures might include:

  • Disclosures to third parties in connection with furthering your investment goals (such as providing necessary information about you to facilitate your making investments or receiving services; examples of such third parties would include investment sub-advisors, custodial institutions and brokerage houses);
  • Disclosures to third parties needed to service your account (such as providing information to auditors and tax service providers); and
  • Disclosures to third parties, who themselves are subject to confidentiality requirements, that perform or provide services for us or on our behalf involving your account information (such as technology consultants who assist us in maintaining or operating our computer and duplicating systems).

We maintain policies and procedures directed towards preserving the privacy of the personal information that we collect and maintain. These safeguards are designed to assure the security and confidentiality of your records and personal information, to protect against foreseeable threats or hazards to the security of this information and to protect against its unauthorized use. These measures include:

  • Physical, electronic and procedural safeguards to keep personal information secure; and
  • Requiring third parties to whom disclosures of personal information are made to maintain the confidentiality of that information.

We may amend this policy at any time and as may be required by law.

Overview

Rockefeller & Co. serves individuals, families, and institutional investors whose focus on alpha generation requires an experienced partner with a demonstrable investment history. With more than 30 years of experience in global investing, we pair our distinctive worldview and long-term horizon with thorough research. Rockefeller Asset Management1 offers strategies whose performance over multiple market cycles, is driven by a disciplined process and our collaborative culture.

1Rockefeller Asset Management is a division of Rockefeller & Co., and the "Firm" for purposes of the Global Investment Performance Standards (“GIPS®”).

We offer the following strategies:

Equity Strategies

Rockefeller Asset Management is guided by the following core investment beliefs in its investing approach, and has followed these tenets for decades:

  • - Market inefficiencies generally occur when investors:
    • Focus too much on short-term results
    • Lack a global perspective
    • Maintain behavioral biases, especially during periods of market extremes
  • - Investment results are built on a long-term horizon, coupled with a global research framework and unbiased fundamental analysis

Our commitment to a respectful culture that encourages diversity and intense collaboration differentiates Rockefeller Asset Management as a firm. We believe the stability of our organization and the continuity of our investment professionals has been a key advantage to implementing our philosophy.

We’re not constrained by geography. We seek opportunities on behalf of our clients and do not replicate an index.”

– David P. Harris, CFA
Chief Investment Officer

The investment team’s approach to equities involves an analysis of prospective investments from the bottom up. Their fundamental analysis goes deeper than standard cash flow models, divisional analysis, and competitive evaluations. The team conducts their own proprietary research, which includes research trips and direct interactions with company executives. Our collaborative culture and the preparedness and breadth of our research and analyses allows us to invest in ways that seek to take advantage of temporary market dislocations after thoroughly and patiently vetting a stock selection.

Our fundamental research process gathers both qualitative and quantitative data in seeking to identify companies with consistent growth, high returns on capital, and established barriers to competition.

Proprietary Investment Strategies (performance inception date):

Global Equity Strategy (1993)

Global Sustainability & Impact Equity Strategy (1991)

Global Dividend Growth Equity Strategy (2010)

Non-U.S. Equity Strategy (1998)

U.S. Large Cap Equity Strategy (1998)

U.S. Small Cap Equity Strategy (1989)

Multi-Asset Class Strategy (1989)

Fixed Income Strategies

Rockefeller & Co. takes a thoughtful and prudent view to managing credit risk and interest rate risk in seeking to provide stability for our fixed income strategies. For taxable fixed income investments, we focus on investment grade bonds. Meanwhile, our tax-exempt security investments maintain a focus on higher quality municipal bonds backed by solid collateral.

Rockefeller & Co.’s fixed income strategies seek to generate current income and preserve principal. Rockefeller & Co.’s fixed income strategies consist of bonds, identified and vetted by our top-down and bottom-up research principles. Our fixed income team interacts with and shares the broad investment perspective of Rockefeller Asset Management’s senior investment professionals and our equity team.

Fixed Income Strategies

Core Taxable Fixed Income Strategy (1997)

Tax Exempt Fixed Income - New York Strategy (1989)

Tax Exempt Fixed Income - National Strategy (1989)

Short-Term Taxable Fixed Income Strategy (2012)

Our Investment Team

David P. Harris, CFA, is the Chief Investment Officer and a Managing Director of Rockefeller & Co. David oversees the Investment Department in New York and has over 21 years with Rockefeller & Co. Previously, David was the Director of Equity Management, where he led the Global Equity Portfolio and the Equity Analyst Team.  David had also spent over 3 years with Stein Roe & Farnham, as Portfolio Manager of the Stein Roe International Fund and the Stein Roe Emerging Markets Fund.  David is a Chartered Financial Analyst charter holder and received an M.B.A. with Distinction in Finance from Cornell University and a B.A. in Economics from the University of Michigan. He serves on the Board of Trustees and Chairs the Investment Committee of St. Barnabas Hospital, the Advisory and Investment Committees of the Studio in a School Association, and the Board of Directors of Quarry Underwriting Assurance Limited.

Meredith Block, MPA, is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller in 2015, Meredith was the Director of Programs for Africa and Asia at the Blacksmith Institute, an international non-profit dedicated to mitigating the negative externalities of rapid industrialization in emerging markets. She has implemented projects with government, the private sector and community stakeholders in over a dozen countries to reduce the environmental and human health impacts from industry and mining. She holds an MPA in Environmental Science and Policy from Columbia University in New York City.

Bobby Brown is a Senior Associate at Rockefeller & Co. working as a member of the institutional sales team. Prior to joining Rockefeller & Co., Bobby worked as a Sales and Trading Associate with MF Global, Inc. and also worked as a corporate attorney in private legal practice. From 2000 to 2002, Bobby was a wide receiver for the Cleveland Browns. Bobby holds a B.A. and J.D. from the University of Notre Dame and an M.B.A from Yale University. He is a member of both the New York and New Jersey State Bar Associations. Bobby currently serves as an Adjunct Professor at Montclair State University, and serves on the national Board of Directors of the “I Have a Dream” Foundation.

Jimmy C. Chang, CFA, is the Chief Investment Strategist, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts. Jimmy is a Chartered Financial Analyst charter holder. He received an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union. He is a member of the Tau Beta Pi National Engineering Honor Society. Jimmy serves on the Investment Committee of the Foundation for Contemporary Arts.

Neil C. Craig, Jr., CFA, is a Managing Director and Head of Institutional Sales.  He previously worked at Rockefeller & Co. from 1997 to 2001, rejoining the firm in 2014.  Neil has held senior positions at Attalus Capital, Pareto Partners, Sandell Asset Management, Commonfund and Citibank Global Asset Management. Neil received an M.B.A. from Pace University and a B.S. from Georgetown University.  He has earned the right to use the Chartered Financial Analyst (CFA) designation, is a member of the CFA Institute and an active volunteer for the CFA Institute CFA Program.  He serves as chair of the Investment Advisory Committee of the Society of the Holy Child Jesus-American Province.

Christopher M. Crosby, CFA, is an Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris was a Senior Analyst in the Client Advisory Services Group. Before joining Rockefeller & Co., he was employed at several mutual fund companies, including Oppenheimer Capital’s mutual fund subsidiary, Quest for Value, and T. Rowe Price. Chris holds a B.S. in Civil Engineering from Johns Hopkins University.

Verdelle M. Cunningham is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing Team within the Investment Group. She previously served as a Senior Associate in the Client Services Group where she worked closely with Rockefeller & Co.’s senior management providing a high level of service to high net worth families, endowments and foundations and also engaged in a wide range of client related activities, serving as the primary client advisor for a number of client relationships.  Prior to her role as a Senior Associate, she was a Portfolio Assistant in the Investment Group, and was responsible for researching client specific social matters.  Verdelle joined the firm in 1990 and previously worked for L.F. Rothschild & Co., Inc.  She holds a B.S. in Business Administration from the University of South Carolina.

Nancy M. Fink is the Senior Portfolio Manager responsible for U.S. Small Capitalization Equities and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 1987, Nancy worked for Webber & Doepke, a real estate investment company. Nancy received an M.B.A. in Finance from Adelphi University and a B.A. in Business Administration from Saint Michael’s College. In 2005, she received an Honorary Degree from Saint Michael’s College. Nancy is a former trustee of Saint Michael’s College and currently serves as a member of the college's endowment fund investment committee. In addition, she chairs the investment committee of the Society of Saint Edmund, is a member of the finance committee of the Rockefeller Family Fund,  and is a Trustee for the Cornelia Connelly Center, a middle school for girls on the lower east side of New York City.

Farha-Joyce Haboucha, CFA, is the Director of Sustainability & Impact Investing, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Joyce manages the Sustainability & Impact Investing Strategy, which incorporates environmental, social and governmental criteria into the investment process. Prior to joining Rockefeller & Co. in 1997, Joyce worked for ten years as a Senior Portfolio Manager and Co-Director of Socially Responsive Investment Services at Neuberger Berman. She was previously with Manufacturers Hanover Trust as a Vice President and Group Head of the Personal Trust Investment, Private Banking and Securities Division and served at Union Trust Company as a Senior Investment Officer, Portfolio Manager and Manager of Research. Joyce is a Chartered Financial Analyst charter holder. She received a B.A. in Comparative Literature from Columbia University. Joyce serves on the Board of the Carbon Disclosure Project USA, the Advisory Board of the Heron Foundation's Community Investment Index, the International Corporate Governance Network Working Group on Integrated Reporting and on the Council of the International Integrated Reporting Council. Joyce has served on the Investment Policy Committee of the Financial Women’s Association of New York, and the Advisory Committee for the Socially Responsible Investment Fund of the Haas Business School at the University of California at Berkeley. Joyce is a former Chairman of the Social Venture Network and also served on the Investment Committee of the United Methodist Church, the board of FTSE4GOOD USA Advisory Committee and several non-profit organizations.

Bradley M. Hunnewell, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Brad interned with the Lips Rousseau Group, a branch of UBS Financial in Hartford, Connecticut. Brad holds a B.S. in Economics from Trinity College.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Andrew M. Kello is an Associate Portfolio Manager for Fixed Income within the Investment Group. Prior to joining Rockefeller & Co. in 2006 as a Portfolio Engineer, Andrew worked at UBS Financial Services, Inc. as an Investment Associate for the Institutional Sales Group. He was also a Financial Advisor in their Private Client Group and a Client Service Associate. Andrew holds a B.S. in Organizational Communication from Northeastern University.

David Kim is an Associate Equity Analyst within the Investment Group. During his undergraduate studies, David was a part-time analyst at Rockefeller & Co., Inc. David holds a B.S. in Applied Mathematics from Columbia University. David is also fluent in Korean.

Stefan Langer is a Municipal Credit Analyst within the Fixed Income team.  He is responsible for maintaining a municipal bond credit database, analyzing new credits, and surveilling current issuer holdings. Prior to joining Rockefeller & Co. in 2013, he worked at UBS Financial Services Inc. as a portfolio management intern. Stefan holds a B.S. in Business Administration with concentrations in Finance & Investments and graduated with distinction from the University of North Carolina at Chapel Hill.

Judy Lee is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team. Prior to joining the Institutional Sales team, Judy was an Investment Team Administrator within Rockefeller Asset Management. Before joining Rockefeller & Co., Judy worked as a Second Committee Researcher focusing on sustainable development issues for the Permanent Mission of the Republic of Korea to the United Nations. Judy holds a B.A. in Cultural Anthropology from Northeastern University and is also fluent in Korean.

Victor Lee, CFA, is a Portfolio Manager within the Investment Group. Prior to his current position, Victor was an Equity Analyst covering the TMT sector in the Operations Group. He holds a B.S. in Finance and Information Systems from New York University.

Yi-Wei Liu is an Associate Equity Analyst within the Investment Group. Prior to his current position, Yi-Wei was an intern within the Investment Group. Yi-Wei joined Rockefeller & Co. in 2015 and holds a B.A. in Economics from Swarthmore College. Yi-Wei is also fluent in Mandarin Chinese.

Benjamin D. Loveman is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team.  Prior to joining Rockefeller & Co. in 2013, Benjamin was a Summer Analyst at One William Street Capital Management and held an internship at the Gilman Wealth Management Group at Morgan Stanley.  Benjamin holds a B.A. in Economics from Wake Forest University.

Thomas Mattsson is an Associate Equity Analyst within the Investment Group. Prior to his current position, Thomas was a Portfolio Analyst within the Investment Group. Thomas joined Rockefeller & Co. in 2013 and holds a B.A. in Political Science from the University of Pennsylvania.

Brian C. McNamara, CFA, is an Equity Analyst within the Investment Group. Prior to his current position, Brian was a Trading Room Specialist within the Investment Group. He joined the trading room after spending 3 years with Rockit Solutions, LLC where he performed several roles within the Operations Department. Prior to joining the Rockefeller & Co., Brian held an internship at Prudential Securities, Inc. in Syracuse, NY. Brian holds an MBA in Finance from Mercy College along with a BS in Finance and B.A. in Economics from SUNY Oswego.

Rolando F. Morillo is a Vice President and Equity Analyst for the Sustainability and Impact Investing Team within the Investment Group. Prior to joining the Sustainability and Impact Team, Rolando worked as an Equity Analyst, where his work focused on Latin America and renewable energy. Prior to joining Rockefeller & Co., Rolando worked at UBS Private Banking-Latin America Division as a portfolio assistant. He holds a B.S. in Environmental Economics and Geography from Rutgers University and has completed studies in Seville, Spain.

Allison K. Munro Jr., is the Director of Portfolio Analytics and Risk Management and a Managing Director of Rockefeller & Co. Prior to joining the Investment Group in 2007, he was the Director of Operations and Reporting for Rockit Solutions, LLC. Before joining Rockefeller Asset Management in 1997, Al was the Senior Associate of the Managed Accounts department at Smith Barney. He holds a B.S. in Economics from the State University of New York in Albany.

Rosanna Nuciforo is the Senior Trader within the Investment Group. Prior to joining the trading room in 1998, Rosanna spent 12 years with Rockefeller & Co. as a Portfolio Administrative Assistant. Before joining Rockefeller & Co., Rosanna was with E.F. Hutton, first as a Research Assistant, then as a Portfolio Administrator. Rosanna holds a B.S. in Business Administration from Brooklyn College and studied Early Childhood Education at the College of Staten Island.

John O’Hara is a Senior Advisor and a Managing Director of Rockefeller & Co. John focuses on strategic initiatives and institutional marketing activities for Rockefeller & Co.’s Asset Management Division. Prior to joining Rockefeller & Co. in 2011, John served as Chief Operating Officer of Franklin Street Partners, an independent wealth management firm based in Chapel Hill, North Carolina. John previously worked as a Managing Director in the Investment Management Division of Goldman Sachs, as well as of the Commodities Corporation, which was acquired by Goldman Sachs in 1997.  John received an M.B.A. from the Kenan-Flagler Business School of the University of North Carolina (UNC) at Chapel Hill and a B.A. in Political Science from the University of Massachusetts at Amherst. John serves as a Trustee and Chairman of the Investment Committee of the National Humanities Center, a board member of the Institute for the Arts & Humanities at UNC, a board member of the Kenan-Flagler Business School Foundation and as a member of the Board of Governors and Chairman of the Finance Committee of UNC Press.

Chris Rieger is an Associate Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris worked as a Database Administration Specialist, and was most recently an Account Administrator at Rockit Solutions. Chris holds a B.S. in Business Administration from Saint Michael’s College.

Michael P. Savva works as an Analyst with the Institutional Sales team. Prior to joining Rockefeller & Co., Michael worked as a Licensed Personal Banker for Wells Fargo Bank and held an internship at Goldman Sachs in their Human Capital Management division.  Michael holds a Bachelor of Science in Finance with a concentration in Accounting from Villanova University.

Andrew Schreter is a Fixed Income Portfolio Analyst within the Fixed Income Investment Group where he provides portfolio operations research and management support. Prior to joining Rockefeller & Co. in 2015, he completed an internship with fund-of-hedge funds, M. Safra & Co. as a Hedge Fund Analyst. Andrew holds a B.S. degree in Applied Mathematics and Economics with a concentration in Finance and Macroeconomics from Emory University.

Arita Sehgal, CAIA is an Equity Analyst within the Investment Equity Group at Rockefeller & Co. Prior to joining Rockefeller & Co., Arita was a Senior Investment Research Analyst at Moody’s Investor Services’ Indian subsidiary. She has held internships as an Equity Analyst at Wellington Management Company in Boston and GE Energy Financial Services in India. Arita holds a B.S. in Commerce with a concentration in Accounting and Business and a Masters in Finance & Control with a concentration in Corporate Finance and Financial Analysis from University of Delhi, India where she was a Class Valedictorian in both instances. She also holds an M.B.A. with a concentration in Investment Management from Massachusetts Institute of Technology (MIT), Sloan School of Management. She is also a CAIA charter holder.

Michael Seo, CFA, is a Portfolio Manager of Rockefeller & Co. and is responsible for the management of the Global Energy Strategy. Prior to becoming a portfolio manager, Mike worked as a Performance Analyst, and was most recently Equity Analyst covering the global industrial and energy sectors . Prior to joining Rockefeller & Co. in 1999, Mike was a Financial Statement Analyst Intern with Gilder Gagnon Howe & Co. LLC. Mike is a Chartered Financial Analyst charter holder.  He received a  B.S. in Finance and Information Systems from New York University and is fluent in Korean.

Albert P. Sindall III (Trey), CFA is a Corporate Credit Analyst within the Investment Group. Prior to joining the Investment Group, he was a Senior Performance Analyst with Rockit Solutions. Before he joined the Rockefeller & Co., Trey worked as an Investment Performance Analyst at Cambridge Associates. Trey holds a B.S. in Analytical Finance from Wake Forest University and is a member of the New York Society of Security Analysts.

Emmanuel L. Sobong, CFA, is a Senior Equity Analyst within the Investment Group. Prior to his current position, Louie served first as a Performance Analyst with the Operations Group, then as a Portfolio Engineer in the Investment Group. His previous work experience includes working as an Investment Associate with Cambridge Associates. Louie holds an M.B.A. from New York University (Stern School of Business) and a B.S. in Finance from American University.

David K. Song, M.D., Ph.D., CFA, is a Senior Portfolio Manager and a Managing Director of Rockefeller & Co.  David is responsible for the management of the Global Healthcare Strategy. Prior to rejoining the firm in 2015, David was with Millennium Partners where, as a senior analyst, he covered therapeutics companies and made investment recommendations for one of the firm's healthcare long/short funds.  Prior to joining Rockefeller & Co. in 2008, David has also served as an Investment Analyst with Northview Group on their Black Forest Partners Fund and as an Associate Analyst with UBS covering biotech and medical devices. David graduated Magna Cum Laude from Yale University with a B.S. in Economics, Molecular Physics and Biochemistry.  He received an M.D. from the University of Pennsylvania School of Medicine and a Ph.D. in Healthcare Management and Economics from the Wharton School of Business.

Charles P. Szrom, CFA is an Equity Analyst within the Investment Group at Rockefeller & Co. Prior to joining Rockefeller & Co. in 2012, Charles worked at a public policy and international business development consultancy and as a Senior Analyst and Program Manager for the Critical Threats Project at the American Enterprise Institute, where his work focused on international security and economic issues. Charles holds a B.A. in Political Science and History from Indiana University, from where he graduated Phi Beta Kappa and summa cum laude.

Ran Tao, CFA, is an Equity Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller & Co. in 2015, Ran worked at Bridges Ventures, a private equity fund manager dedicated to impact investing, where she helped to build and execute the fundraising strategy for Bridges U.S. in its founding year. She previously worked at Cooke & Bieler, L.P., where she gained experience in Marketing, Trading & Operations, and Compliance. Ran holds a B.A. in Economics from Yale University.

Jake Tran, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Jake worked at Attalus Capital, a Hedge Fund of Funds. Jake holds a B.S. in Business Administration with a Finance Concentration from Drexel University.

Mariela M. Vargova, Ph.D., is a Senior Vice President and Senior Sustainability Analyst for the Sustainability and Impact Investing team. She focuses on the integration of environmental, social and governance factors in the investment process, and is responsible for corporate engagement strategies and external collaborations. Prior to joining Rockefeller & Co. in 2005, Mariela had an extensive academic experience in the social sciences, and before that she worked in Eastern Europe on a non-governmental project for the Open Society Institute. Currently, Mariela sits on the Principles for Responsible Investments (PRI) Investor Engagements Advisory Committee. She has been actively involved with US SIF: The Forum for Sustainable and Responsible Investment. She is a member of the New York Society of Security Analysts (NYSSA) and the International Corporate Governance Network (ICGN). Mariela holds an M.A. in Political Science from Sofia University, Bulgaria, and an M.A. and a Ph. D. in Political Science from the New School for Social Research, New York.

Patricia D. Verrochi is a Senior Vice President at Rockefeller & Co. working as a member of the institutional sales team. She previously worked at Rockefeller & Co. from 1990 to 2000, including six years as Head Trader, rejoining the firm in 2015. Prior to rejoining Rockefeller & Co. she was with Armstrong Shaw Associates Inc. for over 14 years where she held a variety of positions, including Head of Trading and Marketing & Client Service Manager. Trish also served as Head Trader with J. M. Hartwell & Co. and as an associate on the equity sales trading desk with Morgan Stanley. She received her B.S. in Business Administration from Saint Michael’s College.

J. Joseph Waldman is a Vice President at Rockefeller & Co. working as a member of the institutional sales team focusing on Asia. Prior to joining the institutional sales team in 2015, he worked as Global Sub-advisory Coordinator and as a Research Assistant within the Investment Group.  Before joining Rockefeller & Co. in 2006, Joseph worked at Inter-Translation Services as a Senior Translator. He holds a B.F.A. in Art and Visual Technology and a B.A. in Integrative Studies from George Mason University. Joseph grew up in Japan and speaks Japanese fluently.

David P. Harris, CFA, is the Chief Investment Officer and a Managing Director of Rockefeller & Co. David oversees the Investment Department in New York and has over 21 years with Rockefeller & Co. Previously, David was the Director of Equity Management, where he led the Global Equity Portfolio and the Equity Analyst Team.  David had also spent over 3 years with Stein Roe & Farnham, as Portfolio Manager of the Stein Roe International Fund and the Stein Roe Emerging Markets Fund.  David is a Chartered Financial Analyst charter holder and received an M.B.A. with Distinction in Finance from Cornell University and a B.A. in Economics from the University of Michigan. He serves on the Board of Trustees and Chairs the Investment Committee of St. Barnabas Hospital, the Advisory and Investment Committees of the Studio in a School Association, and the Board of Directors of Quarry Underwriting Assurance Limited.

Meredith Block, MPA, is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller in 2015, Meredith was the Director of Programs for Africa and Asia at the Blacksmith Institute, an international non-profit dedicated to mitigating the negative externalities of rapid industrialization in emerging markets. She has implemented projects with government, the private sector and community stakeholders in over a dozen countries to reduce the environmental and human health impacts from industry and mining. She holds an MPA in Environmental Science and Policy from Columbia University in New York City.

Bobby Brown is a Senior Associate at Rockefeller & Co. working as a member of the institutional sales team. Prior to joining Rockefeller & Co., Bobby worked as a Sales and Trading Associate with MF Global, Inc. and also worked as a corporate attorney in private legal practice. From 2000 to 2002, Bobby was a wide receiver for the Cleveland Browns. Bobby holds a B.A. and J.D. from the University of Notre Dame and an M.B.A from Yale University. He is a member of both the New York and New Jersey State Bar Associations. Bobby currently serves as an Adjunct Professor at Montclair State University, and serves on the national Board of Directors of the “I Have a Dream” Foundation.

Jimmy C. Chang, CFA, is the Chief Investment Strategist, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts. Jimmy is a Chartered Financial Analyst charter holder. He received an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union. He is a member of the Tau Beta Pi National Engineering Honor Society. Jimmy serves on the Investment Committee of the Foundation for Contemporary Arts.

Neil C. Craig, Jr., CFA, is a Managing Director and Head of Institutional Sales.  He previously worked at Rockefeller & Co. from 1997 to 2001, rejoining the firm in 2014.  Neil has held senior positions at Attalus Capital, Pareto Partners, Sandell Asset Management, Commonfund and Citibank Global Asset Management. Neil received an M.B.A. from Pace University and a B.S. from Georgetown University.  He has earned the right to use the Chartered Financial Analyst (CFA) designation, is a member of the CFA Institute and an active volunteer for the CFA Institute CFA Program.  He serves as chair of the Investment Advisory Committee of the Society of the Holy Child Jesus-American Province.

Christopher M. Crosby, CFA, is an Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris was a Senior Analyst in the Client Advisory Services Group. Before joining Rockefeller & Co., he was employed at several mutual fund companies, including Oppenheimer Capital’s mutual fund subsidiary, Quest for Value, and T. Rowe Price. Chris holds a B.S. in Civil Engineering from Johns Hopkins University.

Verdelle M. Cunningham is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing Team within the Investment Group. She previously served as a Senior Associate in the Client Services Group where she worked closely with Rockefeller & Co.’s senior management providing a high level of service to high net worth families, endowments and foundations and also engaged in a wide range of client related activities, serving as the primary client advisor for a number of client relationships.  Prior to her role as a Senior Associate, she was a Portfolio Assistant in the Investment Group, and was responsible for researching client specific social matters.  Verdelle joined the firm in 1990 and previously worked for L.F. Rothschild & Co., Inc.  She holds a B.S. in Business Administration from the University of South Carolina.

Nancy M. Fink is the Senior Portfolio Manager responsible for U.S. Small Capitalization Equities and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 1987, Nancy worked for Webber & Doepke, a real estate investment company. Nancy received an M.B.A. in Finance from Adelphi University and a B.A. in Business Administration from Saint Michael’s College. In 2005, she received an Honorary Degree from Saint Michael’s College. Nancy is a former trustee of Saint Michael’s College and currently serves as a member of the college's endowment fund investment committee. In addition, she chairs the investment committee of the Society of Saint Edmund, is a member of the finance committee of the Rockefeller Family Fund,  and is a Trustee for the Cornelia Connelly Center, a middle school for girls on the lower east side of New York City.

Farha-Joyce Haboucha, CFA, is the Director of Sustainability & Impact Investing, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Joyce manages the Sustainability & Impact Investing Strategy, which incorporates environmental, social and governmental criteria into the investment process. Prior to joining Rockefeller & Co. in 1997, Joyce worked for ten years as a Senior Portfolio Manager and Co-Director of Socially Responsive Investment Services at Neuberger Berman. She was previously with Manufacturers Hanover Trust as a Vice President and Group Head of the Personal Trust Investment, Private Banking and Securities Division and served at Union Trust Company as a Senior Investment Officer, Portfolio Manager and Manager of Research. Joyce is a Chartered Financial Analyst charter holder. She received a B.A. in Comparative Literature from Columbia University. Joyce serves on the Board of the Carbon Disclosure Project USA, the Advisory Board of the Heron Foundation's Community Investment Index, the International Corporate Governance Network Working Group on Integrated Reporting and on the Council of the International Integrated Reporting Council. Joyce has served on the Investment Policy Committee of the Financial Women’s Association of New York, and the Advisory Committee for the Socially Responsible Investment Fund of the Haas Business School at the University of California at Berkeley. Joyce is a former Chairman of the Social Venture Network and also served on the Investment Committee of the United Methodist Church, the board of FTSE4GOOD USA Advisory Committee and several non-profit organizations.

Bradley M. Hunnewell, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Brad interned with the Lips Rousseau Group, a branch of UBS Financial in Hartford, Connecticut. Brad holds a B.S. in Economics from Trinity College.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Andrew M. Kello is an Associate Portfolio Manager for Fixed Income within the Investment Group. Prior to joining Rockefeller & Co. in 2006 as a Portfolio Engineer, Andrew worked at UBS Financial Services, Inc. as an Investment Associate for the Institutional Sales Group. He was also a Financial Advisor in their Private Client Group and a Client Service Associate. Andrew holds a B.S. in Organizational Communication from Northeastern University.

David Kim is an Associate Equity Analyst within the Investment Group. During his undergraduate studies, David was a part-time analyst at Rockefeller & Co., Inc. David holds a B.S. in Applied Mathematics from Columbia University. David is also fluent in Korean.

Stefan Langer is a Municipal Credit Analyst within the Fixed Income team.  He is responsible for maintaining a municipal bond credit database, analyzing new credits, and surveilling current issuer holdings. Prior to joining Rockefeller & Co. in 2013, he worked at UBS Financial Services Inc. as a portfolio management intern. Stefan holds a B.S. in Business Administration with concentrations in Finance & Investments and graduated with distinction from the University of North Carolina at Chapel Hill.

Judy Lee is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team. Prior to joining the Institutional Sales team, Judy was an Investment Team Administrator within Rockefeller Asset Management. Before joining Rockefeller & Co., Judy worked as a Second Committee Researcher focusing on sustainable development issues for the Permanent Mission of the Republic of Korea to the United Nations. Judy holds a B.A. in Cultural Anthropology from Northeastern University and is also fluent in Korean.

Victor Lee, CFA, is a Portfolio Manager within the Investment Group. Prior to his current position, Victor was an Equity Analyst covering the TMT sector in the Operations Group. He holds a B.S. in Finance and Information Systems from New York University.

Yi-Wei Liu is an Associate Equity Analyst within the Investment Group. Prior to his current position, Yi-Wei was an intern within the Investment Group. Yi-Wei joined Rockefeller & Co. in 2015 and holds a B.A. in Economics from Swarthmore College. Yi-Wei is also fluent in Mandarin Chinese.

Benjamin D. Loveman is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team.  Prior to joining Rockefeller & Co. in 2013, Benjamin was a Summer Analyst at One William Street Capital Management and held an internship at the Gilman Wealth Management Group at Morgan Stanley.  Benjamin holds a B.A. in Economics from Wake Forest University.

Thomas Mattsson is an Associate Equity Analyst within the Investment Group. Prior to his current position, Thomas was a Portfolio Analyst within the Investment Group. Thomas joined Rockefeller & Co. in 2013 and holds a B.A. in Political Science from the University of Pennsylvania.

Brian C. McNamara, CFA, is an Equity Analyst within the Investment Group. Prior to his current position, Brian was a Trading Room Specialist within the Investment Group. He joined the trading room after spending 3 years with Rockit Solutions, LLC where he performed several roles within the Operations Department. Prior to joining the Rockefeller & Co., Brian held an internship at Prudential Securities, Inc. in Syracuse, NY. Brian holds an MBA in Finance from Mercy College along with a BS in Finance and B.A. in Economics from SUNY Oswego.

Rolando F. Morillo is a Vice President and Equity Analyst for the Sustainability and Impact Investing Team within the Investment Group. Prior to joining the Sustainability and Impact Team, Rolando worked as an Equity Analyst, where his work focused on Latin America and renewable energy. Prior to joining Rockefeller & Co., Rolando worked at UBS Private Banking-Latin America Division as a portfolio assistant. He holds a B.S. in Environmental Economics and Geography from Rutgers University and has completed studies in Seville, Spain.

Allison K. Munro Jr., is the Director of Portfolio Analytics and Risk Management and a Managing Director of Rockefeller & Co. Prior to joining the Investment Group in 2007, he was the Director of Operations and Reporting for Rockit Solutions, LLC. Before joining Rockefeller Asset Management in 1997, Al was the Senior Associate of the Managed Accounts department at Smith Barney. He holds a B.S. in Economics from the State University of New York in Albany.

Rosanna Nuciforo is the Senior Trader within the Investment Group. Prior to joining the trading room in 1998, Rosanna spent 12 years with Rockefeller & Co. as a Portfolio Administrative Assistant. Before joining Rockefeller & Co., Rosanna was with E.F. Hutton, first as a Research Assistant, then as a Portfolio Administrator. Rosanna holds a B.S. in Business Administration from Brooklyn College and studied Early Childhood Education at the College of Staten Island.

John O’Hara is a Senior Advisor and a Managing Director of Rockefeller & Co. John focuses on strategic initiatives and institutional marketing activities for Rockefeller & Co.’s Asset Management Division. Prior to joining Rockefeller & Co. in 2011, John served as Chief Operating Officer of Franklin Street Partners, an independent wealth management firm based in Chapel Hill, North Carolina. John previously worked as a Managing Director in the Investment Management Division of Goldman Sachs, as well as of the Commodities Corporation, which was acquired by Goldman Sachs in 1997.  John received an M.B.A. from the Kenan-Flagler Business School of the University of North Carolina (UNC) at Chapel Hill and a B.A. in Political Science from the University of Massachusetts at Amherst. John serves as a Trustee and Chairman of the Investment Committee of the National Humanities Center, a board member of the Institute for the Arts & Humanities at UNC, a board member of the Kenan-Flagler Business School Foundation and as a member of the Board of Governors and Chairman of the Finance Committee of UNC Press.

Chris Rieger is an Associate Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris worked as a Database Administration Specialist, and was most recently an Account Administrator at Rockit Solutions. Chris holds a B.S. in Business Administration from Saint Michael’s College.

Michael P. Savva works as an Analyst with the Institutional Sales team. Prior to joining Rockefeller & Co., Michael worked as a Licensed Personal Banker for Wells Fargo Bank and held an internship at Goldman Sachs in their Human Capital Management division.  Michael holds a Bachelor of Science in Finance with a concentration in Accounting from Villanova University.

Andrew Schreter is a Fixed Income Portfolio Analyst within the Fixed Income Investment Group where he provides portfolio operations research and management support. Prior to joining Rockefeller & Co. in 2015, he completed an internship with fund-of-hedge funds, M. Safra & Co. as a Hedge Fund Analyst. Andrew holds a B.S. degree in Applied Mathematics and Economics with a concentration in Finance and Macroeconomics from Emory University.

Arita Sehgal, CAIA is an Equity Analyst within the Investment Equity Group at Rockefeller & Co. Prior to joining Rockefeller & Co., Arita was a Senior Investment Research Analyst at Moody’s Investor Services’ Indian subsidiary. She has held internships as an Equity Analyst at Wellington Management Company in Boston and GE Energy Financial Services in India. Arita holds a B.S. in Commerce with a concentration in Accounting and Business and a Masters in Finance & Control with a concentration in Corporate Finance and Financial Analysis from University of Delhi, India where she was a Class Valedictorian in both instances. She also holds an M.B.A. with a concentration in Investment Management from Massachusetts Institute of Technology (MIT), Sloan School of Management. She is also a CAIA charter holder.

Michael Seo, CFA, is a Portfolio Manager of Rockefeller & Co. and is responsible for the management of the Global Energy Strategy. Prior to becoming a portfolio manager, Mike worked as a Performance Analyst, and was most recently Equity Analyst covering the global industrial and energy sectors . Prior to joining Rockefeller & Co. in 1999, Mike was a Financial Statement Analyst Intern with Gilder Gagnon Howe & Co. LLC. Mike is a Chartered Financial Analyst charter holder.  He received a  B.S. in Finance and Information Systems from New York University and is fluent in Korean.

Albert P. Sindall III (Trey), CFA is a Corporate Credit Analyst within the Investment Group. Prior to joining the Investment Group, he was a Senior Performance Analyst with Rockit Solutions. Before he joined the Rockefeller & Co., Trey worked as an Investment Performance Analyst at Cambridge Associates. Trey holds a B.S. in Analytical Finance from Wake Forest University and is a member of the New York Society of Security Analysts.

Emmanuel L. Sobong, CFA, is a Senior Equity Analyst within the Investment Group. Prior to his current position, Louie served first as a Performance Analyst with the Operations Group, then as a Portfolio Engineer in the Investment Group. His previous work experience includes working as an Investment Associate with Cambridge Associates. Louie holds an M.B.A. from New York University (Stern School of Business) and a B.S. in Finance from American University.

David K. Song, M.D., Ph.D., CFA, is a Senior Portfolio Manager and a Managing Director of Rockefeller & Co.  David is responsible for the management of the Global Healthcare Strategy. Prior to rejoining the firm in 2015, David was with Millennium Partners where, as a senior analyst, he covered therapeutics companies and made investment recommendations for one of the firm's healthcare long/short funds.  Prior to joining Rockefeller & Co. in 2008, David has also served as an Investment Analyst with Northview Group on their Black Forest Partners Fund and as an Associate Analyst with UBS covering biotech and medical devices. David graduated Magna Cum Laude from Yale University with a B.S. in Economics, Molecular Physics and Biochemistry.  He received an M.D. from the University of Pennsylvania School of Medicine and a Ph.D. in Healthcare Management and Economics from the Wharton School of Business.

Charles P. Szrom, CFA is an Equity Analyst within the Investment Group at Rockefeller & Co. Prior to joining Rockefeller & Co. in 2012, Charles worked at a public policy and international business development consultancy and as a Senior Analyst and Program Manager for the Critical Threats Project at the American Enterprise Institute, where his work focused on international security and economic issues. Charles holds a B.A. in Political Science and History from Indiana University, from where he graduated Phi Beta Kappa and summa cum laude.

Ran Tao, CFA, is an Equity Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller & Co. in 2015, Ran worked at Bridges Ventures, a private equity fund manager dedicated to impact investing, where she helped to build and execute the fundraising strategy for Bridges U.S. in its founding year. She previously worked at Cooke & Bieler, L.P., where she gained experience in Marketing, Trading & Operations, and Compliance. Ran holds a B.A. in Economics from Yale University.

Jake Tran, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Jake worked at Attalus Capital, a Hedge Fund of Funds. Jake holds a B.S. in Business Administration with a Finance Concentration from Drexel University.

Mariela M. Vargova, Ph.D., is a Senior Vice President and Senior Sustainability Analyst for the Sustainability and Impact Investing team. She focuses on the integration of environmental, social and governance factors in the investment process, and is responsible for corporate engagement strategies and external collaborations. Prior to joining Rockefeller & Co. in 2005, Mariela had an extensive academic experience in the social sciences, and before that she worked in Eastern Europe on a non-governmental project for the Open Society Institute. Currently, Mariela sits on the Principles for Responsible Investments (PRI) Investor Engagements Advisory Committee. She has been actively involved with US SIF: The Forum for Sustainable and Responsible Investment. She is a member of the New York Society of Security Analysts (NYSSA) and the International Corporate Governance Network (ICGN). Mariela holds an M.A. in Political Science from Sofia University, Bulgaria, and an M.A. and a Ph. D. in Political Science from the New School for Social Research, New York.

Patricia D. Verrochi is a Senior Vice President at Rockefeller & Co. working as a member of the institutional sales team. She previously worked at Rockefeller & Co. from 1990 to 2000, including six years as Head Trader, rejoining the firm in 2015. Prior to rejoining Rockefeller & Co. she was with Armstrong Shaw Associates Inc. for over 14 years where she held a variety of positions, including Head of Trading and Marketing & Client Service Manager. Trish also served as Head Trader with J. M. Hartwell & Co. and as an associate on the equity sales trading desk with Morgan Stanley. She received her B.S. in Business Administration from Saint Michael’s College.

J. Joseph Waldman is a Vice President at Rockefeller & Co. working as a member of the institutional sales team focusing on Asia. Prior to joining the institutional sales team in 2015, he worked as Global Sub-advisory Coordinator and as a Research Assistant within the Investment Group.  Before joining Rockefeller & Co. in 2006, Joseph worked at Inter-Translation Services as a Senior Translator. He holds a B.F.A. in Art and Visual Technology and a B.A. in Integrative Studies from George Mason University. Joseph grew up in Japan and speaks Japanese fluently.

David P. Harris, CFA, is the Chief Investment Officer and a Managing Director of Rockefeller & Co. David oversees the Investment Department in New York and has over 21 years with Rockefeller & Co. Previously, David was the Director of Equity Management, where he led the Global Equity Portfolio and the Equity Analyst Team.  David had also spent over 3 years with Stein Roe & Farnham, as Portfolio Manager of the Stein Roe International Fund and the Stein Roe Emerging Markets Fund.  David is a Chartered Financial Analyst charter holder and received an M.B.A. with Distinction in Finance from Cornell University and a B.A. in Economics from the University of Michigan. He serves on the Board of Trustees and Chairs the Investment Committee of St. Barnabas Hospital, the Advisory and Investment Committees of the Studio in a School Association, and the Board of Directors of Quarry Underwriting Assurance Limited.

Jimmy C. Chang, CFA, is the Chief Investment Strategist, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts. Jimmy is a Chartered Financial Analyst charter holder. He received an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union. He is a member of the Tau Beta Pi National Engineering Honor Society. Jimmy serves on the Investment Committee of the Foundation for Contemporary Arts.

Nancy M. Fink is the Senior Portfolio Manager responsible for U.S. Small Capitalization Equities and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 1987, Nancy worked for Webber & Doepke, a real estate investment company. Nancy received an M.B.A. in Finance from Adelphi University and a B.A. in Business Administration from Saint Michael’s College. In 2005, she received an Honorary Degree from Saint Michael’s College. Nancy is a former trustee of Saint Michael’s College and currently serves as a member of the college's endowment fund investment committee. In addition, she chairs the investment committee of the Society of Saint Edmund, is a member of the finance committee of the Rockefeller Family Fund,  and is a Trustee for the Cornelia Connelly Center, a middle school for girls on the lower east side of New York City.

Farha-Joyce Haboucha, CFA, is the Director of Sustainability & Impact Investing, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Joyce manages the Sustainability & Impact Investing Strategy, which incorporates environmental, social and governmental criteria into the investment process. Prior to joining Rockefeller & Co. in 1997, Joyce worked for ten years as a Senior Portfolio Manager and Co-Director of Socially Responsive Investment Services at Neuberger Berman. She was previously with Manufacturers Hanover Trust as a Vice President and Group Head of the Personal Trust Investment, Private Banking and Securities Division and served at Union Trust Company as a Senior Investment Officer, Portfolio Manager and Manager of Research. Joyce is a Chartered Financial Analyst charter holder. She received a B.A. in Comparative Literature from Columbia University. Joyce serves on the Board of the Carbon Disclosure Project USA, the Advisory Board of the Heron Foundation's Community Investment Index, the International Corporate Governance Network Working Group on Integrated Reporting and on the Council of the International Integrated Reporting Council. Joyce has served on the Investment Policy Committee of the Financial Women’s Association of New York, and the Advisory Committee for the Socially Responsible Investment Fund of the Haas Business School at the University of California at Berkeley. Joyce is a former Chairman of the Social Venture Network and also served on the Investment Committee of the United Methodist Church, the board of FTSE4GOOD USA Advisory Committee and several non-profit organizations.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Allison K. Munro Jr., is the Director of Portfolio Analytics and Risk Management and a Managing Director of Rockefeller & Co. Prior to joining the Investment Group in 2007, he was the Director of Operations and Reporting for Rockit Solutions, LLC. Before joining Rockefeller Asset Management in 1997, Al was the Senior Associate of the Managed Accounts department at Smith Barney. He holds a B.S. in Economics from the State University of New York in Albany.

David P. Harris, CFA, is the Chief Investment Officer and a Managing Director of Rockefeller & Co. David oversees the Investment Department in New York and has over 21 years with Rockefeller & Co. Previously, David was the Director of Equity Management, where he led the Global Equity Portfolio and the Equity Analyst Team.  David had also spent over 3 years with Stein Roe & Farnham, as Portfolio Manager of the Stein Roe International Fund and the Stein Roe Emerging Markets Fund.  David is a Chartered Financial Analyst charter holder and received an M.B.A. with Distinction in Finance from Cornell University and a B.A. in Economics from the University of Michigan. He serves on the Board of Trustees and Chairs the Investment Committee of St. Barnabas Hospital, the Advisory and Investment Committees of the Studio in a School Association, and the Board of Directors of Quarry Underwriting Assurance Limited.

Jimmy C. Chang, CFA, is the Chief Investment Strategist, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts. Jimmy is a Chartered Financial Analyst charter holder. He received an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union. He is a member of the Tau Beta Pi National Engineering Honor Society. Jimmy serves on the Investment Committee of the Foundation for Contemporary Arts.

Nancy M. Fink is the Senior Portfolio Manager responsible for U.S. Small Capitalization Equities and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 1987, Nancy worked for Webber & Doepke, a real estate investment company. Nancy received an M.B.A. in Finance from Adelphi University and a B.A. in Business Administration from Saint Michael’s College. In 2005, she received an Honorary Degree from Saint Michael’s College. Nancy is a former trustee of Saint Michael’s College and currently serves as a member of the college's endowment fund investment committee. In addition, she chairs the investment committee of the Society of Saint Edmund, is a member of the finance committee of the Rockefeller Family Fund,  and is a Trustee for the Cornelia Connelly Center, a middle school for girls on the lower east side of New York City.

Farha-Joyce Haboucha, CFA, is the Director of Sustainability & Impact Investing, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Joyce manages the Sustainability & Impact Investing Strategy, which incorporates environmental, social and governmental criteria into the investment process. Prior to joining Rockefeller & Co. in 1997, Joyce worked for ten years as a Senior Portfolio Manager and Co-Director of Socially Responsive Investment Services at Neuberger Berman. She was previously with Manufacturers Hanover Trust as a Vice President and Group Head of the Personal Trust Investment, Private Banking and Securities Division and served at Union Trust Company as a Senior Investment Officer, Portfolio Manager and Manager of Research. Joyce is a Chartered Financial Analyst charter holder. She received a B.A. in Comparative Literature from Columbia University. Joyce serves on the Board of the Carbon Disclosure Project USA, the Advisory Board of the Heron Foundation's Community Investment Index, the International Corporate Governance Network Working Group on Integrated Reporting and on the Council of the International Integrated Reporting Council. Joyce has served on the Investment Policy Committee of the Financial Women’s Association of New York, and the Advisory Committee for the Socially Responsible Investment Fund of the Haas Business School at the University of California at Berkeley. Joyce is a former Chairman of the Social Venture Network and also served on the Investment Committee of the United Methodist Church, the board of FTSE4GOOD USA Advisory Committee and several non-profit organizations.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Allison K. Munro Jr., is the Director of Portfolio Analytics and Risk Management and a Managing Director of Rockefeller & Co. Prior to joining the Investment Group in 2007, he was the Director of Operations and Reporting for Rockit Solutions, LLC. Before joining Rockefeller Asset Management in 1997, Al was the Senior Associate of the Managed Accounts department at Smith Barney. He holds a B.S. in Economics from the State University of New York in Albany.

Meredith Block, MPA, is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller in 2015, Meredith was the Director of Programs for Africa and Asia at the Blacksmith Institute, an international non-profit dedicated to mitigating the negative externalities of rapid industrialization in emerging markets. She has implemented projects with government, the private sector and community stakeholders in over a dozen countries to reduce the environmental and human health impacts from industry and mining. She holds an MPA in Environmental Science and Policy from Columbia University in New York City.

Christopher M. Crosby, CFA, is an Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris was a Senior Analyst in the Client Advisory Services Group. Before joining Rockefeller & Co., he was employed at several mutual fund companies, including Oppenheimer Capital’s mutual fund subsidiary, Quest for Value, and T. Rowe Price. Chris holds a B.S. in Civil Engineering from Johns Hopkins University.

Verdelle M. Cunningham is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing Team within the Investment Group. She previously served as a Senior Associate in the Client Services Group where she worked closely with Rockefeller & Co.’s senior management providing a high level of service to high net worth families, endowments and foundations and also engaged in a wide range of client related activities, serving as the primary client advisor for a number of client relationships.  Prior to her role as a Senior Associate, she was a Portfolio Assistant in the Investment Group, and was responsible for researching client specific social matters.  Verdelle joined the firm in 1990 and previously worked for L.F. Rothschild & Co., Inc.  She holds a B.S. in Business Administration from the University of South Carolina.

Bradley M. Hunnewell, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Brad interned with the Lips Rousseau Group, a branch of UBS Financial in Hartford, Connecticut. Brad holds a B.S. in Economics from Trinity College.

David Kim is an Associate Equity Analyst within the Investment Group. During his undergraduate studies, David was a part-time analyst at Rockefeller & Co., Inc. David holds a B.S. in Applied Mathematics from Columbia University. David is also fluent in Korean.

Victor Lee, CFA, is a Portfolio Manager within the Investment Group. Prior to his current position, Victor was an Equity Analyst covering the TMT sector in the Operations Group. He holds a B.S. in Finance and Information Systems from New York University.

Yi-Wei Liu is an Associate Equity Analyst within the Investment Group. Prior to his current position, Yi-Wei was an intern within the Investment Group. Yi-Wei joined Rockefeller & Co. in 2015 and holds a B.A. in Economics from Swarthmore College. Yi-Wei is also fluent in Mandarin Chinese.

Thomas Mattsson is an Associate Equity Analyst within the Investment Group. Prior to his current position, Thomas was a Portfolio Analyst within the Investment Group. Thomas joined Rockefeller & Co. in 2013 and holds a B.A. in Political Science from the University of Pennsylvania.

Brian C. McNamara, CFA, is an Equity Analyst within the Investment Group. Prior to his current position, Brian was a Trading Room Specialist within the Investment Group. He joined the trading room after spending 3 years with Rockit Solutions, LLC where he performed several roles within the Operations Department. Prior to joining the Rockefeller & Co., Brian held an internship at Prudential Securities, Inc. in Syracuse, NY. Brian holds an MBA in Finance from Mercy College along with a BS in Finance and B.A. in Economics from SUNY Oswego.

Rolando F. Morillo is a Vice President and Equity Analyst for the Sustainability and Impact Investing Team within the Investment Group. Prior to joining the Sustainability and Impact Team, Rolando worked as an Equity Analyst, where his work focused on Latin America and renewable energy. Prior to joining Rockefeller & Co., Rolando worked at UBS Private Banking-Latin America Division as a portfolio assistant. He holds a B.S. in Environmental Economics and Geography from Rutgers University and has completed studies in Seville, Spain.

Rosanna Nuciforo is the Senior Trader within the Investment Group. Prior to joining the trading room in 1998, Rosanna spent 12 years with Rockefeller & Co. as a Portfolio Administrative Assistant. Before joining Rockefeller & Co., Rosanna was with E.F. Hutton, first as a Research Assistant, then as a Portfolio Administrator. Rosanna holds a B.S. in Business Administration from Brooklyn College and studied Early Childhood Education at the College of Staten Island.

Chris Rieger is an Associate Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris worked as a Database Administration Specialist, and was most recently an Account Administrator at Rockit Solutions. Chris holds a B.S. in Business Administration from Saint Michael’s College.

Arita Sehgal, CAIA is an Equity Analyst within the Investment Equity Group at Rockefeller & Co. Prior to joining Rockefeller & Co., Arita was a Senior Investment Research Analyst at Moody’s Investor Services’ Indian subsidiary. She has held internships as an Equity Analyst at Wellington Management Company in Boston and GE Energy Financial Services in India. Arita holds a B.S. in Commerce with a concentration in Accounting and Business and a Masters in Finance & Control with a concentration in Corporate Finance and Financial Analysis from University of Delhi, India where she was a Class Valedictorian in both instances. She also holds an M.B.A. with a concentration in Investment Management from Massachusetts Institute of Technology (MIT), Sloan School of Management. She is also a CAIA charter holder.

Michael Seo, CFA, is a Portfolio Manager of Rockefeller & Co. and is responsible for the management of the Global Energy Strategy. Prior to becoming a portfolio manager, Mike worked as a Performance Analyst, and was most recently Equity Analyst covering the global industrial and energy sectors . Prior to joining Rockefeller & Co. in 1999, Mike was a Financial Statement Analyst Intern with Gilder Gagnon Howe & Co. LLC. Mike is a Chartered Financial Analyst charter holder.  He received a  B.S. in Finance and Information Systems from New York University and is fluent in Korean.

Emmanuel L. Sobong, CFA, is a Senior Equity Analyst within the Investment Group. Prior to his current position, Louie served first as a Performance Analyst with the Operations Group, then as a Portfolio Engineer in the Investment Group. His previous work experience includes working as an Investment Associate with Cambridge Associates. Louie holds an M.B.A. from New York University (Stern School of Business) and a B.S. in Finance from American University.

David K. Song, M.D., Ph.D., CFA, is a Senior Portfolio Manager and a Managing Director of Rockefeller & Co.  David is responsible for the management of the Global Healthcare Strategy. Prior to rejoining the firm in 2015, David was with Millennium Partners where, as a senior analyst, he covered therapeutics companies and made investment recommendations for one of the firm's healthcare long/short funds.  Prior to joining Rockefeller & Co. in 2008, David has also served as an Investment Analyst with Northview Group on their Black Forest Partners Fund and as an Associate Analyst with UBS covering biotech and medical devices. David graduated Magna Cum Laude from Yale University with a B.S. in Economics, Molecular Physics and Biochemistry.  He received an M.D. from the University of Pennsylvania School of Medicine and a Ph.D. in Healthcare Management and Economics from the Wharton School of Business.

Charles P. Szrom, CFA is an Equity Analyst within the Investment Group at Rockefeller & Co. Prior to joining Rockefeller & Co. in 2012, Charles worked at a public policy and international business development consultancy and as a Senior Analyst and Program Manager for the Critical Threats Project at the American Enterprise Institute, where his work focused on international security and economic issues. Charles holds a B.A. in Political Science and History from Indiana University, from where he graduated Phi Beta Kappa and summa cum laude.

Ran Tao, CFA, is an Equity Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller & Co. in 2015, Ran worked at Bridges Ventures, a private equity fund manager dedicated to impact investing, where she helped to build and execute the fundraising strategy for Bridges U.S. in its founding year. She previously worked at Cooke & Bieler, L.P., where she gained experience in Marketing, Trading & Operations, and Compliance. Ran holds a B.A. in Economics from Yale University.

Jake Tran, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Jake worked at Attalus Capital, a Hedge Fund of Funds. Jake holds a B.S. in Business Administration with a Finance Concentration from Drexel University.

Mariela M. Vargova, Ph.D., is a Senior Vice President and Senior Sustainability Analyst for the Sustainability and Impact Investing team. She focuses on the integration of environmental, social and governance factors in the investment process, and is responsible for corporate engagement strategies and external collaborations. Prior to joining Rockefeller & Co. in 2005, Mariela had an extensive academic experience in the social sciences, and before that she worked in Eastern Europe on a non-governmental project for the Open Society Institute. Currently, Mariela sits on the Principles for Responsible Investments (PRI) Investor Engagements Advisory Committee. She has been actively involved with US SIF: The Forum for Sustainable and Responsible Investment. She is a member of the New York Society of Security Analysts (NYSSA) and the International Corporate Governance Network (ICGN). Mariela holds an M.A. in Political Science from Sofia University, Bulgaria, and an M.A. and a Ph. D. in Political Science from the New School for Social Research, New York.

Meredith Block, MPA, is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller in 2015, Meredith was the Director of Programs for Africa and Asia at the Blacksmith Institute, an international non-profit dedicated to mitigating the negative externalities of rapid industrialization in emerging markets. She has implemented projects with government, the private sector and community stakeholders in over a dozen countries to reduce the environmental and human health impacts from industry and mining. She holds an MPA in Environmental Science and Policy from Columbia University in New York City.

Christopher M. Crosby, CFA, is an Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris was a Senior Analyst in the Client Advisory Services Group. Before joining Rockefeller & Co., he was employed at several mutual fund companies, including Oppenheimer Capital’s mutual fund subsidiary, Quest for Value, and T. Rowe Price. Chris holds a B.S. in Civil Engineering from Johns Hopkins University.

Verdelle M. Cunningham is a Vice President and Sustainability Analyst for the Sustainability and Impact Investing Team within the Investment Group. She previously served as a Senior Associate in the Client Services Group where she worked closely with Rockefeller & Co.’s senior management providing a high level of service to high net worth families, endowments and foundations and also engaged in a wide range of client related activities, serving as the primary client advisor for a number of client relationships.  Prior to her role as a Senior Associate, she was a Portfolio Assistant in the Investment Group, and was responsible for researching client specific social matters.  Verdelle joined the firm in 1990 and previously worked for L.F. Rothschild & Co., Inc.  She holds a B.S. in Business Administration from the University of South Carolina.

Bradley M. Hunnewell, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Brad interned with the Lips Rousseau Group, a branch of UBS Financial in Hartford, Connecticut. Brad holds a B.S. in Economics from Trinity College.

David Kim is an Associate Equity Analyst within the Investment Group. During his undergraduate studies, David was a part-time analyst at Rockefeller & Co., Inc. David holds a B.S. in Applied Mathematics from Columbia University. David is also fluent in Korean.

Victor Lee, CFA, is a Portfolio Manager within the Investment Group. Prior to his current position, Victor was an Equity Analyst covering the TMT sector in the Operations Group. He holds a B.S. in Finance and Information Systems from New York University.

Yi-Wei Liu is an Associate Equity Analyst within the Investment Group. Prior to his current position, Yi-Wei was an intern within the Investment Group. Yi-Wei joined Rockefeller & Co. in 2015 and holds a B.A. in Economics from Swarthmore College. Yi-Wei is also fluent in Mandarin Chinese.

Thomas Mattsson is an Associate Equity Analyst within the Investment Group. Prior to his current position, Thomas was a Portfolio Analyst within the Investment Group. Thomas joined Rockefeller & Co. in 2013 and holds a B.A. in Political Science from the University of Pennsylvania.

Brian C. McNamara, CFA, is an Equity Analyst within the Investment Group. Prior to his current position, Brian was a Trading Room Specialist within the Investment Group. He joined the trading room after spending 3 years with Rockit Solutions, LLC where he performed several roles within the Operations Department. Prior to joining the Rockefeller & Co., Brian held an internship at Prudential Securities, Inc. in Syracuse, NY. Brian holds an MBA in Finance from Mercy College along with a BS in Finance and B.A. in Economics from SUNY Oswego.

Rolando F. Morillo is a Vice President and Equity Analyst for the Sustainability and Impact Investing Team within the Investment Group. Prior to joining the Sustainability and Impact Team, Rolando worked as an Equity Analyst, where his work focused on Latin America and renewable energy. Prior to joining Rockefeller & Co., Rolando worked at UBS Private Banking-Latin America Division as a portfolio assistant. He holds a B.S. in Environmental Economics and Geography from Rutgers University and has completed studies in Seville, Spain.

Rosanna Nuciforo is the Senior Trader within the Investment Group. Prior to joining the trading room in 1998, Rosanna spent 12 years with Rockefeller & Co. as a Portfolio Administrative Assistant. Before joining Rockefeller & Co., Rosanna was with E.F. Hutton, first as a Research Assistant, then as a Portfolio Administrator. Rosanna holds a B.S. in Business Administration from Brooklyn College and studied Early Childhood Education at the College of Staten Island.

Chris Rieger is an Associate Equity Analyst within the Investment Group. Prior to joining the Investment Group, Chris worked as a Database Administration Specialist, and was most recently an Account Administrator at Rockit Solutions. Chris holds a B.S. in Business Administration from Saint Michael’s College.

Arita Sehgal, CAIA is an Equity Analyst within the Investment Equity Group at Rockefeller & Co. Prior to joining Rockefeller & Co., Arita was a Senior Investment Research Analyst at Moody’s Investor Services’ Indian subsidiary. She has held internships as an Equity Analyst at Wellington Management Company in Boston and GE Energy Financial Services in India. Arita holds a B.S. in Commerce with a concentration in Accounting and Business and a Masters in Finance & Control with a concentration in Corporate Finance and Financial Analysis from University of Delhi, India where she was a Class Valedictorian in both instances. She also holds an M.B.A. with a concentration in Investment Management from Massachusetts Institute of Technology (MIT), Sloan School of Management. She is also a CAIA charter holder.

Michael Seo, CFA, is a Portfolio Manager of Rockefeller & Co. and is responsible for the management of the Global Energy Strategy. Prior to becoming a portfolio manager, Mike worked as a Performance Analyst, and was most recently Equity Analyst covering the global industrial and energy sectors . Prior to joining Rockefeller & Co. in 1999, Mike was a Financial Statement Analyst Intern with Gilder Gagnon Howe & Co. LLC. Mike is a Chartered Financial Analyst charter holder.  He received a  B.S. in Finance and Information Systems from New York University and is fluent in Korean.

Emmanuel L. Sobong, CFA, is a Senior Equity Analyst within the Investment Group. Prior to his current position, Louie served first as a Performance Analyst with the Operations Group, then as a Portfolio Engineer in the Investment Group. His previous work experience includes working as an Investment Associate with Cambridge Associates. Louie holds an M.B.A. from New York University (Stern School of Business) and a B.S. in Finance from American University.

David K. Song, M.D., Ph.D., CFA, is a Senior Portfolio Manager and a Managing Director of Rockefeller & Co.  David is responsible for the management of the Global Healthcare Strategy. Prior to rejoining the firm in 2015, David was with Millennium Partners where, as a senior analyst, he covered therapeutics companies and made investment recommendations for one of the firm's healthcare long/short funds.  Prior to joining Rockefeller & Co. in 2008, David has also served as an Investment Analyst with Northview Group on their Black Forest Partners Fund and as an Associate Analyst with UBS covering biotech and medical devices. David graduated Magna Cum Laude from Yale University with a B.S. in Economics, Molecular Physics and Biochemistry.  He received an M.D. from the University of Pennsylvania School of Medicine and a Ph.D. in Healthcare Management and Economics from the Wharton School of Business.

Charles P. Szrom, CFA is an Equity Analyst within the Investment Group at Rockefeller & Co. Prior to joining Rockefeller & Co. in 2012, Charles worked at a public policy and international business development consultancy and as a Senior Analyst and Program Manager for the Critical Threats Project at the American Enterprise Institute, where his work focused on international security and economic issues. Charles holds a B.A. in Political Science and History from Indiana University, from where he graduated Phi Beta Kappa and summa cum laude.

Ran Tao, CFA, is an Equity Analyst for the Sustainability and Impact Investing team within the Investment Group. Prior to joining Rockefeller & Co. in 2015, Ran worked at Bridges Ventures, a private equity fund manager dedicated to impact investing, where she helped to build and execute the fundraising strategy for Bridges U.S. in its founding year. She previously worked at Cooke & Bieler, L.P., where she gained experience in Marketing, Trading & Operations, and Compliance. Ran holds a B.A. in Economics from Yale University.

Jake Tran, CFA is an Equity Analyst within the Investment Group. Prior to joining Rockefeller & Co., Jake worked at Attalus Capital, a Hedge Fund of Funds. Jake holds a B.S. in Business Administration with a Finance Concentration from Drexel University.

Mariela M. Vargova, Ph.D., is a Senior Vice President and Senior Sustainability Analyst for the Sustainability and Impact Investing team. She focuses on the integration of environmental, social and governance factors in the investment process, and is responsible for corporate engagement strategies and external collaborations. Prior to joining Rockefeller & Co. in 2005, Mariela had an extensive academic experience in the social sciences, and before that she worked in Eastern Europe on a non-governmental project for the Open Society Institute. Currently, Mariela sits on the Principles for Responsible Investments (PRI) Investor Engagements Advisory Committee. She has been actively involved with US SIF: The Forum for Sustainable and Responsible Investment. She is a member of the New York Society of Security Analysts (NYSSA) and the International Corporate Governance Network (ICGN). Mariela holds an M.A. in Political Science from Sofia University, Bulgaria, and an M.A. and a Ph. D. in Political Science from the New School for Social Research, New York.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Andrew M. Kello is an Associate Portfolio Manager for Fixed Income within the Investment Group. Prior to joining Rockefeller & Co. in 2006 as a Portfolio Engineer, Andrew worked at UBS Financial Services, Inc. as an Investment Associate for the Institutional Sales Group. He was also a Financial Advisor in their Private Client Group and a Client Service Associate. Andrew holds a B.S. in Organizational Communication from Northeastern University.

Stefan Langer is a Municipal Credit Analyst within the Fixed Income team.  He is responsible for maintaining a municipal bond credit database, analyzing new credits, and surveilling current issuer holdings. Prior to joining Rockefeller & Co. in 2013, he worked at UBS Financial Services Inc. as a portfolio management intern. Stefan holds a B.S. in Business Administration with concentrations in Finance & Investments and graduated with distinction from the University of North Carolina at Chapel Hill.

Andrew Schreter is a Fixed Income Portfolio Analyst within the Fixed Income Investment Group where he provides portfolio operations research and management support. Prior to joining Rockefeller & Co. in 2015, he completed an internship with fund-of-hedge funds, M. Safra & Co. as a Hedge Fund Analyst. Andrew holds a B.S. degree in Applied Mathematics and Economics with a concentration in Finance and Macroeconomics from Emory University.

Albert P. Sindall III (Trey), CFA is a Corporate Credit Analyst within the Investment Group. Prior to joining the Investment Group, he was a Senior Performance Analyst with Rockit Solutions. Before he joined the Rockefeller & Co., Trey worked as an Investment Performance Analyst at Cambridge Associates. Trey holds a B.S. in Analytical Finance from Wake Forest University and is a member of the New York Society of Security Analysts.

Mark Iannarelli, CFA is Director of Fixed Income and a Managing Director of Rockefeller & Co., overseeing internally managed fixed income securities and strategies. Prior to joining the Rockefeller & Co. in 2011, Mark was a Senior Vice President and Portfolio Manager with Wasmer, Schroeder, & Company, a taxable and tax-exempt fixed income manager based in Naples, Florida. Before assuming that role, Mark was an Assistant Portfolio Manager with ING Investment Management, where he executed trading in taxable strategies and formulated portfolio strategy for municipal bond investment mandates. Mark is a Chartered Financial Analyst charter holder, and has a B.B.A. in Finance from the University of Kentucky. He is a member of the New York Society of Security Analysts, The National Federation of Municipal Analysts, The Municipal Analysts Group of New York, and serves on the American Province Investment Advisory Committee of the Society of the Holy Child Jesus.

Andrew M. Kello is an Associate Portfolio Manager for Fixed Income within the Investment Group. Prior to joining Rockefeller & Co. in 2006 as a Portfolio Engineer, Andrew worked at UBS Financial Services, Inc. as an Investment Associate for the Institutional Sales Group. He was also a Financial Advisor in their Private Client Group and a Client Service Associate. Andrew holds a B.S. in Organizational Communication from Northeastern University.

Stefan Langer is a Municipal Credit Analyst within the Fixed Income team.  He is responsible for maintaining a municipal bond credit database, analyzing new credits, and surveilling current issuer holdings. Prior to joining Rockefeller & Co. in 2013, he worked at UBS Financial Services Inc. as a portfolio management intern. Stefan holds a B.S. in Business Administration with concentrations in Finance & Investments and graduated with distinction from the University of North Carolina at Chapel Hill.

Andrew Schreter is a Fixed Income Portfolio Analyst within the Fixed Income Investment Group where he provides portfolio operations research and management support. Prior to joining Rockefeller & Co. in 2015, he completed an internship with fund-of-hedge funds, M. Safra & Co. as a Hedge Fund Analyst. Andrew holds a B.S. degree in Applied Mathematics and Economics with a concentration in Finance and Macroeconomics from Emory University.

Albert P. Sindall III (Trey), CFA is a Corporate Credit Analyst within the Investment Group. Prior to joining the Investment Group, he was a Senior Performance Analyst with Rockit Solutions. Before he joined the Rockefeller & Co., Trey worked as an Investment Performance Analyst at Cambridge Associates. Trey holds a B.S. in Analytical Finance from Wake Forest University and is a member of the New York Society of Security Analysts.

Bobby Brown is a Senior Associate at Rockefeller & Co. working as a member of the institutional sales team. Prior to joining Rockefeller & Co., Bobby worked as a Sales and Trading Associate with MF Global, Inc. and also worked as a corporate attorney in private legal practice. From 2000 to 2002, Bobby was a wide receiver for the Cleveland Browns. Bobby holds a B.A. and J.D. from the University of Notre Dame and an M.B.A from Yale University. He is a member of both the New York and New Jersey State Bar Associations. Bobby currently serves as an Adjunct Professor at Montclair State University, and serves on the national Board of Directors of the “I Have a Dream” Foundation.

Neil C. Craig, Jr., CFA, is a Managing Director and Head of Institutional Sales.  He previously worked at Rockefeller & Co. from 1997 to 2001, rejoining the firm in 2014.  Neil has held senior positions at Attalus Capital, Pareto Partners, Sandell Asset Management, Commonfund and Citibank Global Asset Management. Neil received an M.B.A. from Pace University and a B.S. from Georgetown University.  He has earned the right to use the Chartered Financial Analyst (CFA) designation, is a member of the CFA Institute and an active volunteer for the CFA Institute CFA Program.  He serves as chair of the Investment Advisory Committee of the Society of the Holy Child Jesus-American Province.

Judy Lee is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team. Prior to joining the Institutional Sales team, Judy was an Investment Team Administrator within Rockefeller Asset Management. Before joining Rockefeller & Co., Judy worked as a Second Committee Researcher focusing on sustainable development issues for the Permanent Mission of the Republic of Korea to the United Nations. Judy holds a B.A. in Cultural Anthropology from Northeastern University and is also fluent in Korean.

Benjamin D. Loveman is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team.  Prior to joining Rockefeller & Co. in 2013, Benjamin was a Summer Analyst at One William Street Capital Management and held an internship at the Gilman Wealth Management Group at Morgan Stanley.  Benjamin holds a B.A. in Economics from Wake Forest University.

John O’Hara is a Senior Advisor and a Managing Director of Rockefeller & Co. John focuses on strategic initiatives and institutional marketing activities for Rockefeller & Co.’s Asset Management Division. Prior to joining Rockefeller & Co. in 2011, John served as Chief Operating Officer of Franklin Street Partners, an independent wealth management firm based in Chapel Hill, North Carolina. John previously worked as a Managing Director in the Investment Management Division of Goldman Sachs, as well as of the Commodities Corporation, which was acquired by Goldman Sachs in 1997.  John received an M.B.A. from the Kenan-Flagler Business School of the University of North Carolina (UNC) at Chapel Hill and a B.A. in Political Science from the University of Massachusetts at Amherst. John serves as a Trustee and Chairman of the Investment Committee of the National Humanities Center, a board member of the Institute for the Arts & Humanities at UNC, a board member of the Kenan-Flagler Business School Foundation and as a member of the Board of Governors and Chairman of the Finance Committee of UNC Press.

Michael P. Savva works as an Analyst with the Institutional Sales team. Prior to joining Rockefeller & Co., Michael worked as a Licensed Personal Banker for Wells Fargo Bank and held an internship at Goldman Sachs in their Human Capital Management division.  Michael holds a Bachelor of Science in Finance with a concentration in Accounting from Villanova University.

Patricia D. Verrochi is a Senior Vice President at Rockefeller & Co. working as a member of the institutional sales team. She previously worked at Rockefeller & Co. from 1990 to 2000, including six years as Head Trader, rejoining the firm in 2015. Prior to rejoining Rockefeller & Co. she was with Armstrong Shaw Associates Inc. for over 14 years where she held a variety of positions, including Head of Trading and Marketing & Client Service Manager. Trish also served as Head Trader with J. M. Hartwell & Co. and as an associate on the equity sales trading desk with Morgan Stanley. She received her B.S. in Business Administration from Saint Michael’s College.

J. Joseph Waldman is a Vice President at Rockefeller & Co. working as a member of the institutional sales team focusing on Asia. Prior to joining the institutional sales team in 2015, he worked as Global Sub-advisory Coordinator and as a Research Assistant within the Investment Group.  Before joining Rockefeller & Co. in 2006, Joseph worked at Inter-Translation Services as a Senior Translator. He holds a B.F.A. in Art and Visual Technology and a B.A. in Integrative Studies from George Mason University. Joseph grew up in Japan and speaks Japanese fluently.

Bobby Brown is a Senior Associate at Rockefeller & Co. working as a member of the institutional sales team. Prior to joining Rockefeller & Co., Bobby worked as a Sales and Trading Associate with MF Global, Inc. and also worked as a corporate attorney in private legal practice. From 2000 to 2002, Bobby was a wide receiver for the Cleveland Browns. Bobby holds a B.A. and J.D. from the University of Notre Dame and an M.B.A from Yale University. He is a member of both the New York and New Jersey State Bar Associations. Bobby currently serves as an Adjunct Professor at Montclair State University, and serves on the national Board of Directors of the “I Have a Dream” Foundation.

Neil C. Craig, Jr., CFA, is a Managing Director and Head of Institutional Sales.  He previously worked at Rockefeller & Co. from 1997 to 2001, rejoining the firm in 2014.  Neil has held senior positions at Attalus Capital, Pareto Partners, Sandell Asset Management, Commonfund and Citibank Global Asset Management. Neil received an M.B.A. from Pace University and a B.S. from Georgetown University.  He has earned the right to use the Chartered Financial Analyst (CFA) designation, is a member of the CFA Institute and an active volunteer for the CFA Institute CFA Program.  He serves as chair of the Investment Advisory Committee of the Society of the Holy Child Jesus-American Province.

Judy Lee is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team. Prior to joining the Institutional Sales team, Judy was an Investment Team Administrator within Rockefeller Asset Management. Before joining Rockefeller & Co., Judy worked as a Second Committee Researcher focusing on sustainable development issues for the Permanent Mission of the Republic of Korea to the United Nations. Judy holds a B.A. in Cultural Anthropology from Northeastern University and is also fluent in Korean.

Benjamin D. Loveman is an Analyst at Rockefeller & Co. working as a member of the Institutional Sales team.  Prior to joining Rockefeller & Co. in 2013, Benjamin was a Summer Analyst at One William Street Capital Management and held an internship at the Gilman Wealth Management Group at Morgan Stanley.  Benjamin holds a B.A. in Economics from Wake Forest University.

John O’Hara is a Senior Advisor and a Managing Director of Rockefeller & Co. John focuses on strategic initiatives and institutional marketing activities for Rockefeller & Co.’s Asset Management Division. Prior to joining Rockefeller & Co. in 2011, John served as Chief Operating Officer of Franklin Street Partners, an independent wealth management firm based in Chapel Hill, North Carolina. John previously worked as a Managing Director in the Investment Management Division of Goldman Sachs, as well as of the Commodities Corporation, which was acquired by Goldman Sachs in 1997.  John received an M.B.A. from the Kenan-Flagler Business School of the University of North Carolina (UNC) at Chapel Hill and a B.A. in Political Science from the University of Massachusetts at Amherst. John serves as a Trustee and Chairman of the Investment Committee of the National Humanities Center, a board member of the Institute for the Arts & Humanities at UNC, a board member of the Kenan-Flagler Business School Foundation and as a member of the Board of Governors and Chairman of the Finance Committee of UNC Press.

Michael P. Savva works as an Analyst with the Institutional Sales team. Prior to joining Rockefeller & Co., Michael worked as a Licensed Personal Banker for Wells Fargo Bank and held an internship at Goldman Sachs in their Human Capital Management division.  Michael holds a Bachelor of Science in Finance with a concentration in Accounting from Villanova University.

Patricia D. Verrochi is a Senior Vice President at Rockefeller & Co. working as a member of the institutional sales team. She previously worked at Rockefeller & Co. from 1990 to 2000, including six years as Head Trader, rejoining the firm in 2015. Prior to rejoining Rockefeller & Co. she was with Armstrong Shaw Associates Inc. for over 14 years where she held a variety of positions, including Head of Trading and Marketing & Client Service Manager. Trish also served as Head Trader with J. M. Hartwell & Co. and as an associate on the equity sales trading desk with Morgan Stanley. She received her B.S. in Business Administration from Saint Michael’s College.

J. Joseph Waldman is a Vice President at Rockefeller & Co. working as a member of the institutional sales team focusing on Asia. Prior to joining the institutional sales team in 2015, he worked as Global Sub-advisory Coordinator and as a Research Assistant within the Investment Group.  Before joining Rockefeller & Co. in 2006, Joseph worked at Inter-Translation Services as a Senior Translator. He holds a B.F.A. in Art and Visual Technology and a B.A. in Integrative Studies from George Mason University. Joseph grew up in Japan and speaks Japanese fluently.