A commitment to partnership and results, nurtured from the Rockefeller legacy of investing.
Assets Under Supervision (AUS) as of June 30, 2024. AUS is inclusive of firm assets under management of $14.9 billion and firm assets under advisement of $0.3b.
Track record of innovation that puts investors and their performance first
40-years of effective shareholder engagement that seeks to create value and catalyze positive change
Meet Our Team
Seeking to attract top talent across the organization through a culture of collaboration and entrepreneurism.
Intellectual capital built from over three decades of US, Global, Small-Cap, and ESG integrated research.
History of tapping into global networks to generate insights not commonly found in the investment community.
Important Information
Please carefully read this important information before entering this website (the “Website”). It contains legal and regulatory notices relevant to the information contained on this Website.
Rockefeller Asset Management International Ltd (972015) is an appointed representative of Kroll Securities Ltd (466588) which is authorised and regulated by the Financial Conduct Authority.
This material may be distributed to, or directed at, only the following persons: (i) persons who are “investment professionals” as defined in article 14(5) of the FSMA 2000 (Promotions of Collective Investment Schemes)(Exemptions) Order 2001 (the “PCISE Order”); (ii) persons who are high-net-worth companies, unincorporated associations, partnerships or trusts falling within any of the categories of persons described in article 22 of the PCISE Order; and (iii) any other person to whom it may otherwise lawfully be made in accordance with the PCISE Order or rule 4.12B.7 of the Conduct of Business Sourcebook of the FCA Handbook (all such persons together being referred to as “Relevant Persons”). Persons who are not Relevant Persons must not act on or rely on this material or any of its contents. Any investment or investment activity to which this material relates is available only to Relevant Persons and will be engaged in only with Relevant Persons. Recipients must not distribute, publish, reproduce or disclose this material, in whole or in part, to any other person.
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Investment Manager Information
Rockefeller & Co. LLC (the “Investment Manager”), a Delaware company is regulated by the Securities Exchange Commission in the United States. Access to this Website is restricted to retail and professional investors accepting this disclaimer and related risks of investments in such regulated schemes.
The Investment Manager has engaged its affiliate, Rockefeller Asset Management International Ltd., to provide distribution and investors servicing assistance in regard to professional investors located in the United Kingdom and other non-US jurisdictions. Rockefeller Asset Management International Ltd (972015) is an appointed representative of Kroll Securities Ltd (466588) which is authorised and regulated by the UK Financial Conduct Authority.
Manager Information
Carne Global Fund Managers (Ireland) Limited (the “Manager”) is regulated by the Central Bank of Ireland and manages regulated schemes. Access to this Website is restricted to retail and professional investors accepting this disclaimer and related risks of investments in such regulated schemes.
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Information on this Website
General
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Important Regulatory Information
No Advice
The information and material contained on this Website is not financial advice. The material contained in this Website is directed only at persons or entities in any jurisdiction or country where such access to information contained herein and use thereof is not contrary to local law or regulation. Accordingly, all persons who access this Website are required to inform themselves of and to comply with any such restrictions.
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Risks of Investing
Investing entails risks, including possible loss of principal. No representation is made that any investment or transaction will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided. No assurances or guarantees are given regarding the performance of any investment.
Past performance may not be repeated and should not be seen as a guide to future performance. The value of investments and the income from them may go down as well as up and investors may not get back the amount originally invested. Exchange rates may cause the value of overseas investments and the income arising from them to rise or fall. The levels and bases of and reliefs from taxation may change. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. Investors should consult their own tax adviser in order to understand any applicable tax consequences.
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Marketing
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Accuracy of Information
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This information on this Website has been prepared, approved and issued by the Investment Manager and the information and opinions contained in this Website have been compiled, or arrived at, in good faith and on the basis of publicly available information, internally developed data and sources believed to be reliable as at the date of publication. However, no representation, warranty or undertaking, express or implied, is made by the Investment Manager, its associated companies or any other person as to the reliability, accuracy or completeness of the information contained on this Website and no liability is accepted by such persons for the reliability, accuracy, fairness, or completeness of such information.
Information posted on this Website is current only as at the date it is posted and may no longer be true or complete when viewed by you. The Investment Manager cannot guarantee that content will be accurate, complete and current at all times. To the extent that any information on this Website relates to a third party, such information has been provided by that third party and is the sole responsibility of such third party and the Investment Manager accepts no liability for such information. All content on the Website is subject to modification from time to time without notice. Please contact the Investment Manager for further information regarding the validity of any information contained on this Website.
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You should be aware that the Internet is not a completely reliable transmission medium. Neither the Investment Manager nor any of its associated companies accepts any liability for any data transmission errors such as data loss or damage or alteration of any kind, including, but not limited to any direct, indirect or consequential damage, arising out of the use of the products or services referred to herein. In addition, neither the Investment Manager nor any of its associated companies accept any responsibility for the security or confidentiality of information transmitted across the internet to or from the Investment Manager or any of its associated companies and any such transmission of information is entirely at your own risk.
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Material Interests
The Investment Manager, and its and/or directors, officers and/or employees may have holdings in the investment funds referred to on this Website and may otherwise be interested in transactions that you effect in those funds.
Linked Websites
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Downloading Software and Files
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Governing Law
Your use of this Website and downloads from it and the operation of these Terms and Conditions shall be governed by and interpreted in accordance with the laws of Ireland. The Irish Courts shall have exclusive jurisdiction over any dispute arising out of your use of this Website. If any provision in these Terms and Conditions is deemed unlawful, invalid, or for any reason unenforceable, then that provision will be deemed severed from, and will not affect the validity and enforceability of, the remaining provisions.
These Terms and Conditions represent the entire agreement between the Investment Manager and the user relating to the subject matter herein.
Fund Information
Rockefeller Capital Management UCITS ICAV has been authorized by the Central Bank of Ireland as an “Undertaking for Collective Investment in Transferable Securities” (“UCITS”) under the UCITS Regulations and has been established as an Irish collective asset-management vehicle, constituted as an umbrella fund with segregated liability between Funds and will comply with the Central Bank UCITS Regulations.
Conditions of Use
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Nothing contained on this Website is deemed to be an offer to sell;
Investments are subject to risk and can gain or lose money; and
Some or all investment services or products may not be available to you in your jurisdiction.
Rockefeller Asset Management offers non-US investors strategies across active, multi-factor passive, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture. With over 30 years of experience in global investing, decades of shareholder engagement experience and a unique network of scientific advisors who participate in the research process, we seek to generate insights and outcomes not commonly found in the investment community.
Explore our current UCITS Fund offerings below.
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